Capital Compliance
Engineered for Safety.

We provide the institutional-grade safeguards required for high-stakes capital raises. From SEC Reg D filings to complex SPV structural oversight, Marshall Strategies ensures your offering stands up to the highest levels of scrutiny.

$700M+

Capital Raises Supported

20+

HNW PE Placement Clients

JD

In-House Legal Counsel

Institutional Compliance
Workflows.

This is not generic accounting. We operate at the intersection of regulatory mandate and financial engineering.

Reg D 506(b) & (c)

  • /Form D preparation and federal submission.
  • /Blue-sky jurisdictional compliance mapping.
  • /Ongoing reporting & amendment management.

Investor Documentation

  • /Private Placement Memorandum (PPM) review.
  • /Subscription agreement logic & execution.
  • /Accredited investor verification protocols.

SPV Advisory

  • /Special Purpose Vehicle formation & maintenance.
  • /Side-car fund structural alignment.
  • /Master-feeder and multi-entity consolidation.

Legal Monitoring

  • /Bad actor checks and AML background screening.
  • /Ongoing regulatory tracking & threat assessment.
  • /KYC/KYB jurisdictional compliance.

Is your capital infrastructure
truly audit-ready?

Compliance is not a checkbox; it is a structural pillar. Schedule an assessment with our JD and CPA leadership to evaluate your current regulatory position.

Request Compliance Review